Applying for Funding: Before Beginning
Review the OJP Grant Application Resource Guide and the following FAQs.
Because notices of funding opportunity are competitive, NIJ staff cannot have individual conversations concerning the notice of funding opportunity with prospective applicants.
For assistance with a specific notice of funding opportunity, contact the OJP Response Center: toll-free at 1-800-851-3420; via TTY at 301-240-6310 (hearing impaired only); email [email protected]; or fax to 301-240-5830.
Generally, NIJ provides funding to:
- Educational institutions.
- Public agencies.
- Nonprofit organizations.
- Faith-based organizations.
- Individuals.
- Profitmaking organizations willing to waive their fees.
- Federal agencies, unless specifically stated otherwise in the notice of funding opportunity document.
- Federally Funded Research and Development Centers (FFDRC). If the notice of funding opportunity does not indicate that applications from “federal agencies” will be accepted, the FFRDC has the option of applying as its private sector entity type, whatever that may be (for-profit, non-profit, etc.), and a grant or cooperative agreement could be awarded to the entity that administers the FFRDC.
Some notices of funding opportunity have special eligibility criteria, which are defined in the notice.
NIJ typically does not fund proposals that are primarily to purchase equipment, materials, or supplies. However, you may budget for such items if they are necessary to conduct applied research, development, demonstration, evaluation, or analysis.
Typically, NIJ funds may not be used for training.
If your needs for training do not fall under these exceptions, the following resources may be of help:
NIJ follows standard practice with regard to intellectual property. In general, this means that an awardee may retain the entire right, title, and interest throughout the world to each invention developed under an award with Federal funding, subject to the provisions of 35 U.S.C. 203. With respect to any such invention in which the awardee retains title, the Federal government shall have a nonexclusive, nontransferable, irrevocable, paid-up license to practice or have practiced for or on behalf of the United States the subject invention throughout the world.
The respective rights of the Federal government and the prospective awardee regarding intellectual property will be detailed in one or more award special conditions. If those conditions are not acceptable to the prospective awardee, it has the option of not accepting the award.
Applying for Funding: About Online Applications and the SF-424
Applications will be submitted to DOJ in a two-step process.
Step 1: Applicants will submit an SF-424 in Grants.gov at https://www.grants.gov/web/grants/register.html.
Step 2: Applicants will submit the full application including attachments in JustGrants at JustGrants.usdoj.gov.
We strongly suggest you review the OJP Grant Application Resource Guide.
Registering with Grants.gov is a one-time process; DOJ encourages applicants to register several weeks before the application submission deadline. Processing delays may occur, and it can take several weeks for first-time registrants to receive confirmation of registration and a user password. See Get Registered on Grants.gov for details and instructions.
On Grants.gov, go to Search Grant Opportunities on Grants.gov.
In FY 2021, applications will be submitted to DOJ in a NEW two-step process.
Step 1: Applicants will submit an SF-424 in Grants.gov at https://www.grants.gov/web/grants/register.html. T
Step 2: Applicants will submit the full application including attachments in JustGrants at JustGrants.usdoj.gov.
If you are interested in receiving OJP funding, get registered on Grants.gov and in the System for Awards Management, and do it soon. You cannot submit any OJP applications until you do. Registration, especially with Grants.gov, may take approximately 3-5 business days. OJP strongly encourages applicants to start registration as soon as possible. Learn more from OJP's Grants 101.
Read the materials. Familiarize yourself with NIJ and OJP grants and related requirements. Read the notice of funding opportunity carefully for specific requirements and review:
Only if your password has expired.
If a single point of contact for your State is listed on the OJP Applicant Information Regarding Intergovernmental Reviews, then your application is subject to review.
Grants.gov. The number of files you can upload to Grants.gov varies depending on the application package.
As detailed in Executive Order 14303, Gold Standard Science (GSS) refers to science conducted in a manner that is reproducible, transparent, communicative of error and uncertainty, collaborative and interdisciplinary, skeptical of its findings and assumptions, structured for falsifiability of hypotheses, subject to unbiased peer review, accepting of negative results as positive outcomes, and without conflicts of interest.
Applicants should provide a brief statement (typically 1-2 paragraphs) describing how their proposed project will align with these principles and tenets. The statement should affirm support for GSS and explain the specific approaches or practices your project will employ to ensure compliance with GSS principles relevant to your proposed work.
Examples of approaches that may demonstrate alignment with GSS principles include (but are not limited to): robust data management and sharing plans that facilitate transparency and reproducibility; rigorous and appropriate study designs (e.g., clearly articulated research questions, valid and reliable measures, and well-justified analytic methods); disclosure and management of potential conflicts of interest; pre-specification of research protocols or analytic plans, where appropriate; transparency in methods, data sources, and assumptions; and clear plans for communicating study limitations, sources of uncertainty, and null or negative findings. Applicants should focus on the GSS principles most relevant to their proposed work and describe how their approach supports rigor, transparency, independence, and reproducibility.
There is no template for the statement. It is expected to be brief, typically 1-2 paragraphs, and does not count against the narrative page limit.
The statement does not have to be signed.
See NIJ's Gold Standard Science page.
For more details on the GSS policy of the U.S. Department of Justice, as well as its scientific integrity policy, see:
Applying for Funding: About the Program Narrative
Yes. NIJ uses abstracts for several purposes, including assigning proposals to an independent peer review panel. The abstract becomes public if the proposal receives an award. The abstract should serve as a succinct, stand-alone, and accurate description of the proposed work and should not exceed 600 words. See the NIJ Project Abstract template (pdf, 3 pages) for instructions on what should be included in the abstract.
No.
NOTE: Generally for social science research and evaluation projects, NIJ-funded projects tend to range from 1 to 3 years with all funds awarded at once.
NIJ provides objective, independent, evidence-based knowledge and tools to improve criminal justice policy and practice. NIJ accomplishes this mission chiefly through competitively awarded grants, cooperative agreements and contracts. NIJ must be assured of an awardees' ability to identify and to effectively manage the factors that could affect the objectivity and independence of their work.
Research independence and integrity pertains only to ensuring that the design, conduct or reporting of research funded by NIJ grants, cooperative agreements or contracts will not be biased by any financial interest on the part of the investigators responsible for the research or on the part of the applicant. We strongly encourage applicants to review each notice of funding opportunity document for specific requirements.
The application must explain the process and procedures that are the applicant has put in place to identify and manage potential financial conflicts of interest on the part of its staff, consultants and/or sub-grantees and sub-contractors. The application must also identify any potential organizational financial conflicts of interest on the part of the applicant with regard to the proposed research. If the applicant believes that there are no potential organizational financial conflicts of interest, the applicant must provide a brief narrative explanation of why it believes that to be the case.
Where potential organizational financial conflicts of interest exist, the application must identify the safeguards the applicant has put in place to address those conflicts of interest.
A thorough discussion of process and procedures related to identifying and managing potential financial conflicts of interest on the part of researchers can be found on the National Institutes of Health's Conflicts of Interest Web page. Though this information solely reflects the policies of the National Institutes of Health, the guidance offered may be helpful to NIJ applicants. It is offered purely as an example of best practices.
Applying for Funding: About the Budget
If the total amount available is known, it will be noted in the notice of funding opportunity, but often the amount depends on future congressional appropriations.
NOTE 1: In general, funding for science and technology research development projects rarely exceeds $500,000 annually, though total funding for projects requiring several years to complete has exceeded $1 million or more. If feasible, NIJ recommends that applicants divide the proposed work into discrete phases, with each phase resulting in the delivery of a measurable deliverable. Applicants should try to structure the phases so that the funding required in any fiscal year will not exceed $500,000. This will enable NIJ to fund the proposed work incrementally, depending on: the quality of the deliverable at the end of each phase, emerging priorities, and the availability of funds. However, applicants should not divide their work if it is not feasible to do so without impairing the technical and programmatic soundness of their approach.
NOTE 2 : Deliverables (e.g., technical reports, proof-of-concept demonstrations, prototypes, etc.) will be required at the end of each phase to enable NIJ to assess the progress of the work and make reasoned determinations as to the suitability of funding the next phase of the work.
An award made by NIJ under a notice of funding opportunity may account for up to 100% of the cost of the project. However, the application should indicate whether it is feasible for the applicant to contribute cash, facilities, or services as non-federal support for the project. If feasible, the application should identify the contributions. The proposed budget should indicate in detail which items will be supported with non-federal contributions. If an application that is selected for award proposes a voluntary match, and the budget is approved, the match amount becomes mandatory and subject to audit.
If your organization spends $750,000 or more of Federal funds during the fiscal year, you must submit an organization wide financial and compliance audit report as specified in DOJ Grants Financial Guide, 3.19 Audit Requirements. The audit must be performed in accordance with the U.S. Government Accountability Office Government Auditing Standards. Detailed information regarding the independent audit is available in 2 CFR part 200.
Although the degree of specificity of any budget will vary depending on the nature of the project and OJP agency requirements, a complete, well-thought-out budget serves to reinforce your credibility and increase the likelihood of your proposal being funded. The narrative you enter in the Budget Detail Worksheet should clearly connect your budget to your project goals, objectives, and activities.
Allowable costs are listed in the Financial Guide. Interpretations or clarifications on the Financial Guide can be addressed to the Office of the Chief Financial Officer's Customer Service Center at 1-800-458-0786.
The Negotiated Rate Agreement refers to the grantee's indirect cost agreement. This agreement establishes the rate you will need to budget your indirect costs. Further details can be found in the Financial Guide, see Indirect Costs.
Participant support costs, which include stipends, are allowable for some social science research funded by NIJ. See Participant Support Costs and Incentives for Social Science Research for details.
Incentives are generally unallowable because they are considered gifts. Under very specific circumstances, NIJ may approve the use of incentives provided the incentive and amount proposed meet the definition of reasonable. See Participant Support Costs and Incentives for Social Science Research for details.
Human Subjects and Privacy Requirements
Research that involves collecting or analyzing information obtained from an individual person whose responses about themselves are the object of the study is considered human subject research. Some examples of human subject research, common to NIJ-funded research, include when participants complete questionnaires about themselves; they participate in interviews designed to collect information about themselves; their behavior is observed; and their opinions of their activities are studied. The use of identifiable data about individuals and studies that involve human tissues and DNA for research purposes may also qualify.
The regulations at 28 CFR 46.102 (d) define research as "a systematic investigation, including research development, testing and evaluation, designed to develop or contribute to generalizable knowledge."
Human subject is defined in section 46.102(f) as "a living individual about whom an investigator (whether professional or student) conducting research obtains (1) Data through intervention or interaction with the individual, or (2) Identifiable private information."
Intervention includes both physical procedures by which data are gathered and manipulations of the subject or the subject's environment that are performed for research purposes. Interaction includes communication or interpersonal contact between investigator and subject. Private information includes information about behavior that occurs in a context in which an individual can reasonably expect that no observation or recording is taking place, and information which has been provided for specific purposes by an individual and which the individual can reasonably expect will not be made public (for example, a medical record). Private information must be individually identifiable (i.e., the identity of the subject is or may readily be ascertained by the investigator or associated with the information) in order for obtaining the information to constitute research involving human subjects.”
You are required to complete the Privacy Certificate and Protection of Human Subjects Assurance Identification/IRB Certification/Declaration of Exemption form and include them with your grant application. When completing the Privacy Certificate, following the insertion of your project description you will need to state "No data identifiable to a private person will be collected." You may also insert "Not applicable since this study is not collecting any individually identifiable data" in the subsequent boxes. Do not leave form sections blank or insert Not Applicable without providing a reason. In the final disposition of data section, a statement acknowledging the requirement to archive de-identified study data consistent with the data archiving plan should be inserted.
In Box 8 of the Protection of Human Subjects Assurance Identification/IRB Certification/Declaration of Exemption form insert "This project will not involve human subjects."
Both forms must have the appropriate signatures and date.
If your project does not involve human subjects or the collection of identifiable data and these forms are completed correctly and attached to the grant application to be funded, funds can be made available at the time the award is made. If the forms are not included, the award is likely to have funds withheld until the forms are received.
If your project does involve human subjects or the collection of identifiable data, you may submit the Protection of Human Subjects Assurance Identification/IRB Certification/Declaration of Exemption form with the 3rd box in Item 6 selected that states IRB review will be obtained if requested.
The IRB review and submission of the Privacy Certificate may occur after the grant has been awarded, but no funds will be released for research activities involving the human subject component of the study until NIJ's Human Subjects Protection Officer receives the required documentation listed above and the special conditions placed on the award to protect human subjects are removed. Before funds can be disbursed, a proper Privacy Certificate must be submitted with the signatures of the principal and co-principal investigators and an authorized institutional representative. Documentation that the study is exempt from the human subject protection requirements under 28 CFR 46.101(b)(1-4) by an Institutional Review Board (IRB) or that the study has been reviewed and approved by an IRB with a current valid Federalwide assurance must also be submitted. Funds can be released for activities unrelated to the direct involvement of human subjects. Failure to provide IRB and privacy documentation in a timely fashion may cause significant delay in the start-up of a funded research award.
You can search for commercial IRBs that review research on the Web. While NIJ does not endorse or recommend the use of any particular commercial IRBs, NIJ does accept the findings of commercial IRBs that review studies for compliance with the DOJ human subjects protection and confidentiality regulations.
Yes. It is suggested that NIJ-funded researchers provide links to the DOJ regulations in their IRB applications. Review these regulations on our website. Awardees should be aware that the DOJ regulations for human subjects protection at 28 CFR Part 46 are different from the Revised Common Rule, that went into effect 1/21/19. NIJ can only accept IRB determinations based on 28 CFR Part 46.
If you believe your project is exempt from the human subjects protection requirements as described in 28 CFR 46.101(b) (1-4) and if your institution has a current FWA, you must apply to your own institution’s IRB or a commercial IRB for an exemption. If you are granted an exemption from IRB review, you must still comply with the notification requirements in 28 CFR Part 22.27. NIJ must review and approve all consent-related documentation under 28 CFR Part 22 even if your research has received an exemption under 28 CFR Part 46.
A: Researchers need to follow the general requirements for informed consent found at 28 CFR 46.116. For instance, subjects need to be informed that study participation is voluntary and that identifiable data collected with NIJ funds can only be used for research and statistical purposes, and no other purpose without the subject’s consent. They should also be informed that the study is funded by NIJ. If the award has a data archiving special condition, the subjects should also be told that the de-identified study data will be archived at the National Archive of Criminal Justice Data (NACJD). Other notification requirements can be found in 28 CFR Part 22.27.
Current or past abuse is not reportable, unless a separate consent to allow reporting is obtained from the research subject; this is in addition to a consent to participate in the research study. Please contact your grant manager and/or the NIJ Human Subjects Protection Officer if you have any further questions regarding this issue.
An application is not required to contain complete IRB approved documentation, rather the human subjects form required with applications Protection of Human Subjects Assurance Identification/IRB Certification/Declaration of Exemption (Common Rule) in box 6 can indicate that IRB review is forthcoming. Once an award is made, no work may begin until NIJ has approved the submitted IRB documentation and has released funds.
If an application is awarded, it is the responsibility of the awardee to submit human subjects protection and privacy documentation. If the sub-awardee is conducting research on behalf of the awardee, then the sub-awardee can submit the documentation provided the awardee has a reliance agreement with the sub. If both are conducting research, they can agree, again using a reliance agreement, to use a single IRB. If they cannot agree or wish to have both the awardee’s IRB and the sub’s IRB review the study, then both IRBs will need to provide consistent but separate IRB documentation. The human subjects regulation that applies to NIJ-funded awards is 28 CFR Part 46 (pre-2018 Common Rule), which should be used by IRBs to review NIJ-funded protocols and cited in IRB determination letters.
Applicant NEPA Process: Frequently Asked Questions
Data Archiving
Data archiving allows NIJ to ensure the preservation, availability, and transparency of data collected through its grant funded research projects. It supports the discovery, reuse, reproduction, replication, and extension of funded studies by other scientists.
NIJ requires grant applicants to submit a Data Archiving Plan (DAP) with their application that describes how study data will be documented, managed, and prepared for archiving, and where the data will be archived at project completion.
The National Archive of Criminal Justice Data (NACJD) is NIJ’s principal data repository. NACJD primarily hosts social and behavioral science data in plain text and statistical software file formats. NIJ recognizes that data from the natural sciences and engineering may not be appropriate in file type or field of study for archiving at NACJD. To fulfill their data archiving requirement and maximize the visibility of this data to the relevant communities, NIJ encourages these researchers to archive their data at a repository appropriate to their field of study.
NIJ and other OJP program offices have partnered with NACJD to process, archive, and disseminate a diverse set of criminal and juvenile justice data sets. NACJD is part of the Inter-University Consortium for Political and Social Research (ICPSR) which maintains an extensive archive of data to support research and knowledge building in the social and behavioral sciences. NIJ grant recipients with an approved DAP that specifies NACJD as the appropriate data repository should review:
NIJ is the leading federal funder of forensic science research and development, which includes the application of fields as diverse as chemistry, biology, physics, computer science, and engineering to matters of law. Much data in the natural sciences and engineering are out of scope for NACJD. NIJ has identified some resources that may be useful in identifying an appropriate data repository for archiving. Inclusion of a resource does not imply endorsement by NIJ.
Selecting and Awarding Funds
All proposals are reviewed by independent peer review panels consisting of researchers and practitioners. Panel members read each proposal, assess the technical merits and policy relevance of the proposed research, and meet to discuss their assessments. Panelists are asked to base their reviews on criteria set forth in the notice of funding opportunity. The panel assessments and any accompanying NIJ staff reports are submitted to the NIJ Director.
Cooperative agreements are another vehicle to support high-quality research on crime and justice. Cooperative agreements enable us to take full advantage of the expertise of the NIJ scientists and support innovative research. See Comparing Grants and Cooperative Agreements to learn more.
The application review process (including peer review, decisionmaking, and other considerations) may take 6 months or longer. Notices of award and nonaward are sent about 6 months after the closing date of a notice of funding opportunity. Information regarding the status of awards is not available until notifications have been sent. Awards are posted annually.
If your project is funded, you will be required to submit several reports and other materials. See Post Award Reporting Requirements.
Also, you will be required to report information relevant to program performance measures established by NIJ to help measure the performance of Federal funding. See specific notices of funding opportunity for details.
Yes. View lists of awards.
Learn about JustGrants, DOJ’s grants management system.